Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Janusz Przewozniak

  IRN JSP01083

  • CF28 Systems and controls (17 Aug 2011 to 8 Feb 2013)
• Jason Lacey

  IRN JML01243

  • [FCA CF] Functions requiring qualifications (1 Mar 2019 to 23 Jun 2025)
  • [FCA CF] Client dealing (7 Mar 2016 to 6 Mar 2025)
  • CF30 Customer (28 Sep 2015 to 6 Mar 2016)
• Jason Patrick Porter

  IRN JPP01069

  • CF30 Customer (1 Nov 2007 to 14 Feb 2014)
  • CF21 Investment Adviser (17 Aug 2007 to 31 Oct 2007)
• Jason Pierpoint Forrester

  IRN JXF01650

  • Director of firm who is not a certification employee or a SMF manager (15 Feb 2017 to 31 Aug 2020)
• Jason Weber

  IRN JXW00167

  • [FCA CF] Client dealing (1 Jan 2022 to 20 Mar 2023)
  • [FCA CF] Manager of certification employee (7 Mar 2019 to 20 Mar 2023)
  • [FCA CF] Functions requiring qualifications (3 Aug 2016 to 20 Mar 2023)
• Jay Hirani

  IRN JXH02149

  • [FCA CF] Client dealing (4 May 2018 to 5 Jun 2022)
  • [FCA CF] Functions requiring qualifications (3 Jul 2017 to 5 Jun 2022)
• Jean Mary Helen Murphy

  IRN JMM01133

  • CF30 Customer (2 Dec 2013 to 30 Jan 2015)
• Jean-Baptiste De Seguier

  IRN JXD01284

  • CF30 Customer (1 Nov 2007 to 15 Nov 2010)
  • CF27 Investment Management (30 Mar 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Jeffrey James Norris

  IRN JXN45291

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 3 Sep 2025)
• Jennifer Bullett

  IRN JXH01410

  • CF30 Customer (1 Nov 2007 to 31 May 2012)
  • CF21 Investment Adviser (7 Sep 2005 to 31 Oct 2007)

No changes recorded yet.