Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Significant management (2 Apr 2020 to 31 Mar 2024)
    • SMF4 Chief Risk (7 Mar 2016 to 3 Dec 2018)
    • CF28 Systems and controls (1 Sep 2014 to 6 Mar 2016)
    • CF1 Director (1 Sep 2014 to 3 Sep 2014)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF28 Systems and controls (17 Aug 2011 to 8 Feb 2013)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF28 Systems and controls (1 Nov 2007 to 8 Feb 2013)
    • CF14 Risk Assessment (7 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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