Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- 10. Broker fund adviser
- 14. Managing investments
- [FCA CF] Manager of certification employee (since 24 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 23 Jun 2025)
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- [FCA CF] Functions requiring qualifications (1 Mar 2019 to 23 Jun 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 6 Mar 2025)
- CF30 Customer (28 Sep 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.