Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Manager of certification employee (since 23 Oct 2023)
- [FCA CF] Functions requiring qualifications (since 11 Aug 2023)
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- [FCA CF] Client dealing (1 Jan 2022 to 20 Mar 2023)
- [FCA CF] Manager of certification employee (7 Mar 2019 to 20 Mar 2023)
- [FCA CF] Functions requiring qualifications (3 Aug 2016 to 20 Mar 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.