Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Jennifer Ollerenshaw

  IRN JXO00047

  • [FCA CF] Client dealing (26 Nov 2018 to 13 Aug 2021)
  • [FCA CF] Functions requiring qualifications (26 Nov 2018 to 13 Aug 2021)
• Jeremy Dunn

  IRN JXD01343

  • [FCA CF] Material risk taker (1 Jan 2023 to 8 Aug 2024)
  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2023 to 8 Aug 2024)
  • [FCA CF] Client dealing (4 May 2018 to 5 Mar 2025)
  • [FCA CF] Functions requiring qualifications (4 Apr 2016 to 30 Jun 2025)
• Jeremy Jacob Parlons

  IRN JJP01032

  • CF30 Customer (1 Nov 2007 to 5 Dec 2011)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Jeremy Lewis

  IRN JXL43251

  • [PRA CF] Significant risk taker or Material risk taker (23 Aug 2022 to 6 Nov 2025)
  • [FCA CF] Material risk taker (23 Aug 2022 to 6 Nov 2025)
  • SMF24 Chief Operations (11 Jun 2020 to 5 Jul 2024)
• Jeremy Marshall

  IRN JXM01780

  • Responsible for Insurance Mediation (14 Jan 2005 to 31 Oct 2008)
  • CF3 Chief Executive (25 Apr 2003 to 31 Oct 2008)
  • CF19 Significant Mgt (Financial Resources) (25 Apr 2003 to 7 Jan 2004)
  • CF1 Director (25 Apr 2003 to 31 Oct 2008)
  • CF8 Apportionment and Oversight (25 Apr 2003 to 31 Oct 2007)
• Jeremy Nicholas Max Trabaud

  IRN JNT01028

  • CF30 Customer (22 Dec 2010 to 27 Jan 2012)
• Jerome Philippe Nicolas Drouin

  IRN JPD01114

  • CF30 Customer (15 May 2008 to 13 Oct 2008)
• Jesca Nagawa Muyingo

  IRN JNM01069

  • CF30 Customer (5 Mar 2008 to 1 Apr 2009)
• Jesus Madalena Gonzalez de Linares

  IRN JXM00266

  • [FCA CF] Functions requiring qualifications (1 Oct 2019 to 10 Mar 2021)
  • [FCA CF] Client dealing (1 Oct 2018 to 10 Mar 2021)
  • [FCA CF] Manager of certification employee (1 Oct 2018 to 10 Mar 2021)
  • [FCA CF] Material risk taker (1 Oct 2018 to 10 Mar 2021)
  • [PRA CF] Managing a material risk taker (1 Oct 2018 to 10 Mar 2021)
  • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2018 to 10 Mar 2021)
• Joachim Nessim Edery

  IRN JNE01020

  • CF30 Customer (24 Feb 2011 to 29 Jul 2011)

No changes recorded yet.