Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBION LIMITED

    FRN 513138

    • 13. Giving personal recommendations on and dealing with derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Feb 2026)
    • [FCA CF] Client dealing (since 27 Feb 2026)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • [FCA CF] Client dealing (9 Sep 2019 to 8 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 8 Oct 2025)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (22 Dec 2010 to 27 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

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