Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • SMF3 Executive Director (7 Mar 2016 to 21 Apr 2016)
    • CF1 Director (18 Jan 2011 to 6 Mar 2016)
    • CF3 Chief Executive (15 Sep 2009 to 6 Mar 2016)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Oct 2008)
    • CF19 Significant Mgt (Financial Resources) (25 Apr 2003 to 7 Jan 2004)
    • CF3 Chief Executive (25 Apr 2003 to 31 Oct 2008)
    • CF8 Apportionment and Oversight (25 Apr 2003 to 31 Oct 2007)
    • CF1 Director (25 Apr 2003 to 31 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.