Isar Rosenberg

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 10. Broker fund adviser
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2025)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Functions requiring qualifications (7 Mar 2018 to 23 Jun 2025)
    • [FCA CF] Manager of certification employee (4 Sep 2017 to 23 Jun 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Mar 2025)
    • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 26 Oct 2010)
    • CF27 Investment Management (29 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.