JEAN-PIERRE NABIL Aoun

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Crossbridge Capital LLP

    FRN 480069

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Material risk taker (since 3 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Apr 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Apr 2025)
    • SMF27 Partner (9 Dec 2019 to 4 Apr 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 4 Apr 2025)
    • CF10 Compliance Oversight (1 Jul 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2008 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2008 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2008 to 8 Dec 2019)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
    • CF27 Investment Management (30 Mar 2006 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • CF27 Investment Management (30 Oct 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (12 Jun 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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