Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Manager of certification employee (19 Jun 2018 to 24 Feb 2025)
    • [FCA CF] Client dealing (19 Aug 2016 to 24 Feb 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (19 Jun 2018 to 24 Feb 2025)
    • [FCA CF] Client dealing (19 Aug 2016 to 24 Feb 2025)
    • CF30 Customer (13 May 2013 to 6 Mar 2016)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (14 Jun 2010 to 21 Dec 2011)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF26 Customer Trading (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.