Date authorised
1 April 2013
Companies House
05280582
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    750 Mandarin Court
    Warrington
    Cheshire
    WA1 1GG
    UNITED KINGDOM
    Phone
    +4401925637891
  • Complaints Contact

    750 Mandarin Court
    Warrington
    Cheshire
    WA1 1GG
    UNITED KINGDOM
    Phone
    +4401925637891

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking that is in connection with mortgages
  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with investment advice or advice on mortgages.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Lee Smith

    IRN SXS01866

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 11 Feb 2025)
    • CF1 Director (AR) (22 Aug 2013 to 11 Feb 2025)
  • Steven William Watling

    IRN SWW01049

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 16 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 16 Jun 2025)
    • [FCA CF] Client dealing (since 16 Jun 2025)
    • CF30 Customer (since 16 May 2025)
  • Stuart Edward Best

    IRN SEB00025

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2024)
  • Susan Catherine Swain

    IRN SCS01102

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2022)
    • CF1 Director (AR) (2 Nov 2016 to 1 Aug 2022)
    • CF30 Customer (2 Nov 2016 to 1 Aug 2022)
  • Susan Jane Campion

    IRN SJJ00021

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 25 May 2025)
    • CF1 Director (AR) (since 19 May 2025)
    • CF30 Customer (since 19 May 2025)
    • [FCA CF] Functions requiring qualifications (since 1 May 2025)
    • [FCA CF] Client dealing (since 1 May 2025)
  • Susannah Fletcher

    IRN SXF00378

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 20 Mar 2023)
    • [FCA CF] Client dealing (since 20 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 20 Mar 2023)
    • CF30 Customer (since 3 Feb 2023)
  • Suzanne Patricia O'Connor

    IRN SPR00032

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 25 Aug 2020)
    • CF1 Director (AR) (since 25 Aug 2020)
    • Appointed representative dealing with clients for which they require qualification (since 25 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Sep 2008 to 8 Dec 2019)
  • Terence David Shatwell

    IRN TDS01067

    • [FCA CF] Functions requiring qualifications (3 Apr 2020 to 8 Sep 2021)
    • [PRA CF] Key function holder (3 Apr 2020 to 4 Apr 2020)
    • [FCA CF] Client dealing (3 Apr 2020 to 8 Sep 2021)
    • Appointed representative dealing with clients for which they require qualification (3 Apr 2020 to 8 Sep 2021)
    • CF1 Director (AR) (3 Apr 2020 to 6 Aug 2021)
    • CF30 Customer (3 Apr 2020 to 6 Aug 2021)
  • Terence William Murphy

    IRN TWM00009

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 31 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 31 Oct 2025)
  • Thomas Anthony McCullagh

    IRN TAM01065

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2021)
    • [FCA CF] Client dealing (since 3 Feb 2021)
    • [PRA CF] Key function holder (3 Feb 2021 to 4 Feb 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.