Susan Catherine Swain

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
    • CF1 Director (AR) (2 Nov 2016 to 1 Aug 2022)
    • CF30 Customer (2 Nov 2016 to 1 Aug 2022)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (6 Oct 2011 to 9 Sep 2016)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (27 Nov 2008 to 26 Oct 2011)
  • Furness Financial Advisers Ltd (no longer approved here)

    FRN 207456

    • (15)Employed By (27 Nov 2008 to 26 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.