Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 25 Aug 2020)
    • CF1 Director (AR) (since 25 Aug 2020)
    • CF30 Customer (since 25 Aug 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (29 Sep 2008 to 8 Dec 2019)
    • (2)Employed By (since 25 Aug 2020)
  • Reeds Rains Limited (no longer approved here)

    FRN 160170

    • (120)Employed By (23 Apr 2001 to 1 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (120)Employed By at Reeds Rains Limited