Thomas Anthony McCullagh

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2021)
    • [FCA CF] Client dealing (since 3 Feb 2021)
    • [PRA CF] Key function holder (3 Feb 2021 to 4 Feb 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (31 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Dec 2005 to 31 May 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (10 Jun 2004 to 27 Dec 2005)
    • CF22 Investment Adviser (Trainee) (31 Oct 2003 to 10 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.