Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 31 Oct 2025)
    • [FCA CF] Client dealing (since 31 Oct 2025)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (23 Dec 2024 to 31 Oct 2025)
    • [FCA CF] Client dealing (23 Dec 2024 to 31 Oct 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
  • JDA Wealth Ltd (no longer approved here)

    FRN 175318

    • (5)Employed By (1 Aug 2017 to 24 Nov 2017)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (28 Aug 2014 to 24 Nov 2017)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (9 Jul 2013 to 29 Aug 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (25 Jul 2011 to 8 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.