Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (10 Apr 2024 to 12 Jul 2024)
  • Tenet Financial Services Limited (no longer approved here)

    FRN 172174

    • Employed By (10 Sep 2020 to 12 Jul 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jun 2024)
    • CF30 Customer (17 Dec 2015 to 5 Jun 2024)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (17 Dec 2015 to 12 Jul 2024)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (12 Dec 2011 to 29 Jul 2013)
    • CF30 Customer (12 Dec 2011 to 29 Jul 2013)
  • Financial Services Scotland Limited (no longer approved here)

    FRN 569880

    • (3)Employed By (12 Dec 2011 to 29 Jul 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.