Date authorised
1 April 2013
Companies House
05280582
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    750 Mandarin Court
    Warrington
    Cheshire
    WA1 1GG
    UNITED KINGDOM
    Phone
    +4401925637891
  • Complaints Contact

    750 Mandarin Court
    Warrington
    Cheshire
    WA1 1GG
    UNITED KINGDOM
    Phone
    +4401925637891

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking that is in connection with mortgages
  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with investment advice or advice on mortgages.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Heath

    IRN PXH00058

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 11. Pension transfer specialist
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF4 Partner (AR) (since 11 Sep 2009)
    • CF1 Director (AR) (since 8 May 2008)
    • CF30 Customer (since 1 Nov 2007)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Jun 2023)
    • Responsible for Insurance Mediation (15 Jun 2017 to 30 Sep 2018)
    • Responsibility for MCD Intermediation (25 Aug 2016 to 13 Jun 2023)
    • CF21 Investment Adviser (17 Jun 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (17 Jun 2005 to 26 Oct 2018)
    • CF1 Director (17 Jun 2005 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (17 Jun 2005 to 31 Oct 2007)
  • Paul Hoyle

    IRN PXH00044

    • CF30 Customer (26 Sep 2017 to 15 Dec 2017)
  • Paul Humphreys

    IRN PWH00008

    • CF30 Customer (12 Aug 2013 to 4 Apr 2014)
  • Paul James Collyer

    IRN PJC01200

    • CF30 Customer (8 Jan 2013 to 2 May 2013)
  • Paul James Lomas

    IRN PJL01203

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 15 May 2024)
    • CF4 Partner (AR) (9 Nov 2009 to 9 Feb 2024)
  • Paul John Ramsey

    IRN PJR00007

    • [FCA CF] Client dealing (3 Mar 2021 to 21 Oct 2024)
    • [PRA CF] Key function holder (3 Mar 2021 to 4 Mar 2021)
    • [FCA CF] Functions requiring qualifications (3 Mar 2021 to 21 Oct 2024)
  • Paul Joseph Campion

    IRN PJC00069

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 23 May 2025)
    • CF1 Director (AR) (since 19 May 2025)
    • CF30 Customer (since 19 May 2025)
    • [FCA CF] Functions requiring qualifications (since 1 May 2025)
    • [FCA CF] Client dealing (since 1 May 2025)
  • Paul Kenneth Heathcote

    IRN PKH00001

    • CF21 Investment Adviser (21 Sep 2005 to 25 Nov 2005)
  • Paul Philp

    IRN PXP00003

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2024)
    • [FCA CF] Client dealing (since 16 Apr 2024)
  • Paul Raymond Rose

    IRN PRR00013

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 10 Apr 2025)
    • [FCA CF] Client dealing (31 Jan 2025 to 1 Feb 2025)
    • [FCA CF] Functions requiring qualifications (31 Jan 2025 to 1 Feb 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.