Paul Raymond Rose

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 10 Apr 2025)
    • [FCA CF] Client dealing (31 Jan 2025 to 1 Feb 2025)
    • [FCA CF] Functions requiring qualifications (31 Jan 2025 to 1 Feb 2025)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Apr 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Apr 2025)
    • CF30 Customer (31 Mar 2017 to 8 Dec 2019)
  • Brownhill Financial Services Limited (no longer approved here)

    FRN 778799

    • Employed By (2 Jun 2017 to 28 Jul 2017)
  • HDG Financial Services Ltd (no longer approved here)

    FRN 756172

    • CF30 Customer (3 Apr 2017 to 8 May 2017)
  • Sancto Merricks Financial Planning Ltd (no longer approved here)

    FRN 501806

    • CF30 Customer (10 Apr 2013 to 14 Nov 2015)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (8 May 2012 to 12 Jul 2013)
  • WSW Independent Financial Advisers (no longer approved here)

    FRN 187556

    • Employed By (1 Dec 2001 to 24 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.