Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2024)
    • [FCA CF] Client dealing (since 16 Apr 2024)
  • Pool House Professional Advisers Limited (no longer approved here)

    FRN 303560

    • [FCA CF] Client dealing (18 Nov 2020 to 13 Mar 2024)
    • [FCA CF] Functions requiring qualifications (18 Nov 2020 to 13 Mar 2024)
    • CF30 Customer (20 May 2015 to 8 Dec 2019)
  • DRB ASSOCIATES LIMITED (no longer approved here)

    FRN 445657

    • [FCA CF] Functions requiring qualifications (18 Nov 2020 to 13 Mar 2024)
    • [FCA CF] Client dealing (18 Nov 2020 to 13 Mar 2024)
    • CF30 Customer (30 Dec 2011 to 8 Dec 2019)
  • Central Independent Financial Services Ltd (no longer approved here)

    FRN 179629

    • Employed By (8 Feb 2002 to 29 Dec 2011)
  • Midland Life & Mortgage Corporation Ltd (no longer approved here)

    FRN 194923

    • (2)Employed By (9 Dec 1999 to 8 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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