Pool House Professional Advisers Limited

• Principal Place of Business

  Pool House

  30 Dam Street

  Lichfield

  Staffordshire

  WS13 6AA

  UNITED KINGDOM

  Phone

  +441543441644

• Complaints Contact

  Pool House

  30 Dam Street

  Lichfield

  Staffordshire

  WS13 6AA

  UNITED KINGDOM

  Phone

  +441543441644

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

  Show 1 limitation Hide limitations

  • · Limited to not increase funds for investment

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Amy Barker

  IRN AXB11846

  • [FCA CF] Client dealing (1 Aug 2020 to 2 Oct 2020)
  • [FCA CF] Functions requiring qualifications (1 Aug 2020 to 2 Oct 2020)
• David Brian Collins

  IRN DBC00001

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
  • CF30 Customer (5 Dec 2014 to 8 Dec 2019)
• David James Collins

  IRN DJC00102

  • CF30 Customer (11 Nov 2014 to 15 Feb 2018)
• David Robert Burns

  IRN DRB00053

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 26 Oct 2016)
  • CF10 Compliance Oversight (11 Nov 2014 to 8 Dec 2019)
  • CF30 Customer (11 Nov 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 Nov 2014 to 8 Aug 2019)
  • Responsible for Insurance Mediation (11 Oct 2013 to 30 Sep 2018)
  • CF1 Director (11 Oct 2013 to 8 Dec 2019)
• Fiona Haigh

  IRN FXH15185

  • SMF3 Executive Director (since 29 Oct 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (7 Aug 2019 to 8 Dec 2019)
• Jonathan Paul Hovers

  IRN JPH00026

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 21 Jan 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (10 Dec 2014 to 8 Dec 2019)
• Laurentt Thomas Davies

  IRN LTD00002

  • Responsible for Insurance Mediation (15 Mar 2007 to 30 Sep 2013)
  • CF8 Apportionment and Oversight (15 Mar 2007 to 31 Mar 2009)
  • CF1 Director (15 Mar 2007 to 2 Sep 2013)
• Mark Kenny

  IRN MXK01486

  • Responsible for Insurance Mediation (14 Jan 2005 to 7 Mar 2007)
  • CF8 Apportionment and Oversight (31 Oct 2004 to 7 Mar 2007)
  • CF1 Director (31 Oct 2004 to 7 Mar 2007)
• Paul Philp

  IRN PXP00003

  • [FCA CF] Functions requiring qualifications (18 Nov 2020 to 13 Mar 2024)
  • [FCA CF] Client dealing (18 Nov 2020 to 13 Mar 2024)
  • CF30 Customer (20 May 2015 to 8 Dec 2019)
• Phoebe Kalsi

  IRN PXK01864

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 8 Jun 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2021)
  • [FCA CF] Client dealing (since 1 Dec 2021)

• Gary Ketteridge (no longer appointed)

  FRN 415575 · Appointed 24 Nov 2004 · Until 31 May 2006

No changes recorded yet.