Phoebe Kalsi

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pool House Professional Advisers Limited

    FRN 303560

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 8 Jun 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2021)
    • [FCA CF] Client dealing (since 1 Dec 2021)
  • DRB ASSOCIATES LIMITED

    FRN 445657

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 3 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 18 Nov 2020)
    • [FCA CF] Client dealing (since 18 Nov 2020)
    • [FCA CF] Manager of certification employee (18 Nov 2020 to 3 Dec 2020)
    • CF30 Customer (7 Oct 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.