Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 5 Nov 2020)
  • Pool House Professional Advisers Limited (no longer approved here)

    FRN 303560

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2020)
    • CF30 Customer (5 Dec 2014 to 8 Dec 2019)
  • DRB ASSOCIATES LIMITED (no longer approved here)

    FRN 445657

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2020)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (7 Feb 2012 to 25 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.