Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (since 30 Sep 2025)
    • [FCA CF] Client dealing (since 30 Sep 2025)
    • CF30 Customer (since 29 Sep 2025)
    • Employed By (since 29 Sep 2025)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jul 2025)
    • CF30 Customer (1 Feb 2016 to 9 Jul 2025)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (634)Employed By (1 Feb 2016 to 9 Jul 2025)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (509)Employed By (16 Apr 2014 to 8 Mar 2016)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF30 Customer (12 Aug 2013 to 4 Apr 2014)
  • Teachers Financial Planning Limited (no longer approved here)

    FRN 552276

    • (10)Employed By (12 Aug 2013 to 4 Apr 2014)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (4 Jan 2012 to 20 Sep 2013)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (259)Employed By (28 Nov 2000 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Teachers Financial Planning Limited

  2. controlled function added: (10)Employed By at Teachers Financial Planning Limited