Complete Advice Services Limited

• Principal Place of Business

  The Boathouse

  Victoria Works

  Wharf Street

  Brighouse

  West Yorkshire

  HD6 1PP

  UNITED KINGDOM

  Phone

  +447713743432

  Web

  https://www.ngenfp.com

• Complaints Contact

  The Boathouse

  Victoria Works

  Wharf Street

  Brighouse

  West Yorkshire

  HD6 1PP

  UNITED KINGDOM

  Phone

  +447713743432

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• David Stewart Chapman

  IRN DSC00013

  • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
• Ernest David Meakin

  IRN DXM00040

  • [FCA CF] Client dealing (1 Jan 2021 to 9 Mar 2026)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 9 Mar 2026)
• Graham Stuart Spinks

  IRN GSS00016

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2023)
  • CF30 Customer (16 May 2019 to 18 Jan 2024)
• Indranil Chakraborty

  IRN IXC01202

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Feb 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Feb 2022)
  • CF1 Director (AR) (21 May 2019 to 26 Jun 2025)
  • CF11 Money Laundering Reporting (5 Nov 2018 to 8 Dec 2019)
  • Responsibility for MCD Intermediation (5 Nov 2018 to 1 Feb 2022)
  • CF1 Director (5 Nov 2018 to 8 Dec 2019)
  • Responsible for Insurance Distribution (5 Nov 2018 to 1 Feb 2022)
  • CF10 Compliance Oversight (5 Nov 2018 to 8 Dec 2019)
• Louise Haigh

  IRN LXH00595

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Dec 2024)
  • [FCA CF] Client dealing (since 17 Dec 2024)
• Mark Stephen Taylor

  IRN MXT00380

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 13 May 2022)
  • [FCA CF] Functions requiring qualifications (since 13 May 2022)
• Michelle Dawn Street

  IRN MDC01131

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 13 May 2022)
  • [FCA CF] Functions requiring qualifications (since 13 May 2022)
• Natwarlal Bhagubhai Parmar

  IRN NBP00003

  • Appointed representative dealing with clients for which they require qualification (1 Dec 2021 to 15 Nov 2024)
  • CF30 Customer (1 Dec 2021 to 15 Nov 2024)
  • [FCA CF] Functions requiring qualifications (24 Feb 2021 to 15 Nov 2024)
  • [FCA CF] Client dealing (24 Feb 2021 to 15 Nov 2024)
• Nefisa Khan

  IRN NXK00168

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jun 2023)
• Patrick Beech

  IRN PXB01540

  • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 26 Jan 2022)

• NGEN Private Wealth Management Ltd (no longer appointed)

  FRN 841534 · Appointed 8 May 2019 · Until 27 Jun 2025

No changes recorded yet.