Indranil Chakraborty

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NGEN Capital Ltd

    FRN 615732

    • 14. Managing investments
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Mar 2022)
    • CF10 Compliance Oversight (8 Sep 2014 to 26 Jun 2018)
    • CF30 Customer (8 Sep 2014 to 8 Dec 2019)
    • CF1 Director (8 Sep 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Sep 2014 to 8 Dec 2019)
  • Complete Advice Services Limited

    FRN 624566

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Feb 2022)
    • CF1 Director (AR) (21 May 2019 to 26 Jun 2025)
    • CF11 Money Laundering Reporting (5 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Nov 2018 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (5 Nov 2018 to 1 Feb 2022)
    • Responsible for Insurance Distribution (5 Nov 2018 to 1 Feb 2022)
    • CF1 Director (5 Nov 2018 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (12 Aug 2009 to 15 Apr 2013)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • CF30 Customer (11 Apr 2008 to 12 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

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