NGEN Capital Ltd

Date authorised
8 September 2014
Companies House
08726618
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Old Bond Street
    London
    W1S 4PW
    UNITED KINGDOM
    Phone
    +447713743432
    Web
    http://www.ngencap.com

  • Complaints Contact

    12 Old Bond Street
    London
    W1S 4PW
    UNITED KINGDOM
    Phone
    +447713743432

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benoit Charles Marie Zingraff

    IRN BXZ12698

    • CF30 Customer (16 Mar 2019 to 8 Dec 2019)
  • Edwin Franciscus Martinus De Bruijn

    IRN EFD00003

    • CF1 Director (30 Sep 2015 to 26 Jun 2018)
    • CF30 Customer (30 Sep 2015 to 8 Dec 2019)
  • Guy Joseph Mathilde Weyns

    IRN GJW01072

    • CF30 Customer (8 Sep 2014 to 30 Oct 2015)
    • CF1 Director (8 Sep 2014 to 30 Oct 2015)
  • Gwendoline Grollier

    IRN GXG00012

    • [FCA CF] Client dealing (30 May 2022 to 8 Sep 2023)
  • Indranil Chakraborty

    IRN IXC01202

    • 14. Managing investments
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Mar 2022)
    • CF11 Money Laundering Reporting (8 Sep 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Sep 2014 to 26 Jun 2018)
    • CF1 Director (8 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (8 Sep 2014 to 8 Dec 2019)
  • Jerome Jean Antoine Koelewijn

    IRN JXK12697

    • CF30 Customer (16 Mar 2019 to 8 Dec 2019)
  • Sabina Esther Von Arx-Zubler

    IRN SEV01004

    • CF30 Customer (10 Nov 2015 to 23 Mar 2018)
  • Susan Bolton

    IRN SXB02739

    • SMF16 Compliance Oversight (1 Jun 2022 to 2 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jun 2022 to 2 Jan 2026)
  • William Wai Leung Mok

    IRN WWM01007

    • 14. Managing investments
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Jan 2026)
    • SMF16 Compliance Oversight (since 10 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jun 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jun 2022)
    • CF11 Money Laundering Reporting (8 May 2017 to 8 Dec 2019)
    • CF1 Director (8 May 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 May 2017 to 8 Dec 2019)
    • CF30 Customer (8 Sep 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.