Susan Bolton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NGEN Capital Ltd (no longer approved here)
FRN 615732
- SMF16 Compliance Oversight (1 Jun 2022 to 2 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Jun 2022 to 2 Jan 2026)
Complete Advice Services Limited (no longer approved here)
FRN 624566
- [FCA CF] Manager of certification employee (18 Jan 2022 to 2 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (18 Jan 2022 to 2 Jan 2026)
- SMF3 Executive Director (18 Jan 2022 to 2 Jan 2026)
- Responsibility for MCD Intermediation (18 Jan 2022 to 2 Jan 2026)
- Responsible for Insurance Distribution (18 Jan 2022 to 2 Jan 2026)
- SMF16 Compliance Oversight (18 Jan 2022 to 2 Jan 2026)
Fusion Wealth Limited (no longer approved here)
FRN 541404
- CF11 Money Laundering Reporting (8 Jul 2013 to 20 Dec 2013)
- CF10 Compliance Oversight (8 Jul 2013 to 20 Dec 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.