Graham Stuart Spinks

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Complete Advice Services Limited (no longer approved here)
FRN 624566
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
- CF30 Customer (16 May 2019 to 18 Jan 2024)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF30 Customer (24 Nov 2011 to 31 Jan 2014)
The Legal Brokerage Limited (no longer approved here)
FRN 179697
- (10)Employed By (24 Nov 2011 to 31 Jan 2014)
JLT Wealth Management Limited (no longer approved here)
FRN 196619
- CF30 Customer (22 Jun 2010 to 30 Apr 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.