Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 11 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 11 Oct 2024)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (26 Apr 2024 to 3 Sep 2024)
    • CF30 Customer (26 Apr 2024 to 3 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Feb 2021)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 23 Feb 2021)
  • UKIFA Limited (no longer approved here)

    FRN 1010357

    • Employed By (26 Apr 2024 to 15 Nov 2024)
  • Complete Advice Services Limited (no longer approved here)

    FRN 624566

    • Appointed representative dealing with clients for which they require qualification (1 Dec 2021 to 15 Nov 2024)
    • CF30 Customer (1 Dec 2021 to 15 Nov 2024)
    • [FCA CF] Client dealing (24 Feb 2021 to 15 Nov 2024)
    • [FCA CF] Functions requiring qualifications (24 Feb 2021 to 15 Nov 2024)
  • Corporate Wealth Limited (no longer approved here)

    FRN 829389

    • Employed By (7 Jan 2019 to 23 Feb 2021)
  • In Partnership Financial Advisers Limited (no longer approved here)

    FRN 744728

    • (20)Employed By (11 May 2016 to 23 Feb 2021)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF1 Director (AR) (10 May 2012 to 25 Oct 2015)
    • CF30 Customer (29 Mar 2012 to 25 Oct 2015)
  • Friar Court Financial Services Limited (no longer approved here)

    FRN 434915

    • (6)Employed By (15 Jul 2005 to 31 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

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