Complete Advice Services Limited

• Principal Place of Business

  The Boathouse

  Victoria Works

  Wharf Street

  Brighouse

  West Yorkshire

  HD6 1PP

  UNITED KINGDOM

  Phone

  +447713743432

  Web

  https://www.ngenfp.com

• Complaints Contact

  The Boathouse

  Victoria Works

  Wharf Street

  Brighouse

  West Yorkshire

  HD6 1PP

  UNITED KINGDOM

  Phone

  +447713743432

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Paul Ronald Hammond

  IRN PRH00033

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 10 Oct 2018)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 10 Oct 2018)
  • CF10 Compliance Oversight (1 Oct 2014 to 10 Oct 2018)
  • CF11 Money Laundering Reporting (1 Oct 2014 to 10 Oct 2018)
  • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Oct 2014 to 30 Sep 2018)
  • CF1 Director (1 Oct 2014 to 10 Oct 2018)
• Rebecca Rose Anna Rudge

  IRN RXR07464

  • SMF3 Executive Director (9 Dec 2019 to 24 Mar 2022)
  • CF1 Director (AR) (16 May 2019 to 24 Mar 2022)
  • CF1 Director (2 Nov 2018 to 8 Dec 2019)
• Richard Scott Kendall

  IRN RSK01046

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Apr 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 17 Apr 2024)
• Scott McKenzie Chisholm

  IRN SMC00045

  • [FCA CF] Client dealing (19 Oct 2021 to 15 Apr 2024)
  • [FCA CF] Functions requiring qualifications (19 Oct 2021 to 15 Apr 2024)
• Sean Edward Patrick Slattery

  IRN SES01069

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2025)
  • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
• Susan Bolton

  IRN SXB02739

  • SMF3 Executive Director (18 Jan 2022 to 2 Jan 2026)
  • [FCA CF] Manager of certification employee (18 Jan 2022 to 2 Jan 2026)
  • Responsibility for MCD Intermediation (18 Jan 2022 to 2 Jan 2026)
  • Responsible for Insurance Distribution (18 Jan 2022 to 2 Jan 2026)
  • SMF16 Compliance Oversight (18 Jan 2022 to 2 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (18 Jan 2022 to 2 Jan 2026)
• Terence John Mountford

  IRN TJM00007

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jun 2024)
• William Wai Leung Mok

  IRN WWM01007

  • SMF16 Compliance Oversight (since 10 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Jan 2026)
  • SMF3 Executive Director (since 18 Jan 2024)

• NGEN Private Wealth Management Ltd (no longer appointed)

  FRN 841534 · Appointed 8 May 2019 · Until 27 Jun 2025

No changes recorded yet.