Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Complete Advice Services Limited (no longer approved here)

    FRN 624566

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Oct 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 10 Oct 2018)
    • Responsible for Insurance Mediation (1 Oct 2014 to 30 Sep 2018)
    • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
    • CF1 Director (1 Oct 2014 to 10 Oct 2018)
    • CF10 Compliance Oversight (1 Oct 2014 to 10 Oct 2018)
    • CF11 Money Laundering Reporting (1 Oct 2014 to 10 Oct 2018)
  • Complete Advice Services Limited (no longer approved here)

    FRN 585386

    • Employed By (13 Aug 2012 to 30 Sep 2014)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.