Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 13 May 2022)
    • [FCA CF] Client dealing (since 13 May 2022)
  • Western Mortgage Services Limited (no longer approved here)

    FRN 303140

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 May 2021)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 17 May 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (24 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Jan 2006 to 24 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.