Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Complete Advice Services Limited
FRN 624566
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 13 May 2022)
- [FCA CF] Client dealing (since 13 May 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 May 2021)
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- CF30 Customer (3 Sep 2010 to 17 May 2013)
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- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF21 Investment Adviser (24 Jan 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Jan 2006 to 24 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.