Commerzbank AG

• Principal Place of Business

  Commerzbank

  30 Gresham Street

  London

  City Of London

  EC2V 7PG

  UNITED KINGDOM

  Phone

  +4402076238000

  Web

  https://www.commerzbank.co.uk

• Complaints Contact

  Commerzbank

  30 Gresham Street

  London

  City Of London

  EC2V 7PG

  UNITED KINGDOM

  Phone

  +4402076238000

• Bank Deposits

  For Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Kennedy

  IRN AJK01094

  • CF30 Customer (11 May 2009 to 14 Sep 2009)
• Andrew Martin Precious

  IRN AMP01086

  • [FCA CF] Client dealing (since 1 Jul 2020)
  • [FCA CF] Manager of certification employee (since 1 Jul 2020)
• Andrew McCaffery

  IRN AXM01444

  • CF21 Investment Adviser (12 Nov 2003 to 16 Apr 2004)
• Andrew Mitchell

  IRN AJM01323

  • [FCA CF] Algorithmic trading (since 7 Mar 2026)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (7 Sep 2015 to 6 Mar 2016)
• Andrew Montford

  IRN ADM01131

  • CF21 Investment Adviser (1 Dec 2001 to 4 Aug 2006)
• Andrew Nicola

  IRN AXN01162

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Material risk taker (7 Mar 2022 to 6 Mar 2024)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Mar 2022)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (11 Feb 2005 to 31 Oct 2007)
• Andrew Paul Peter Hart

  IRN APH01096

  • CF30 Customer (1 Nov 2007 to 1 Oct 2008)
  • CF21 Investment Adviser (11 Aug 2004 to 25 Nov 2004)
• Andrew Paul Smith

  IRN APS01138

  • CF21 Investment Adviser (14 Apr 2005 to 29 Jun 2007)
• Andrew Philip Patrick Betteridge

  IRN APB01143

  • CF21 Investment Adviser (3 Mar 2004 to 23 Nov 2004)
  • CF22 Investment Adviser (Trainee) (18 Sep 2003 to 3 Mar 2004)
• Andrew Readinger

  IRN ATR01018

  • [FCA CF] Material risk taker (7 Mar 2022 to 31 Dec 2022)
  • [FCA CF] Significant management (7 Mar 2020 to 31 Dec 2022)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2022)
  • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2022)
  • CF30 Customer (14 Jul 2011 to 6 Mar 2016)

• Compass Partners Advisers Ltd (no longer appointed)

  FRN 209798 · Appointed 15 Apr 2002 · Until 31 May 2002

No changes recorded yet.