Andrew Mitchell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Commerzbank AG
FRN 124920
- [FCA CF] Algorithmic trading (since 7 Mar 2026)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (7 Sep 2015 to 6 Mar 2016)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (15 Oct 2010 to 16 Sep 2014)
The Bank of Nova Scotia (no longer approved here)
FRN 141308
- CF30 Customer (1 Nov 2007 to 30 Apr 2008)
- CF21 Investment Adviser (22 May 2006 to 31 Oct 2007)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (5 May 2005 to 2 Feb 2006)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF21 Investment Adviser (19 Aug 2002 to 30 Apr 2005)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (1 Dec 2001 to 3 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.