Andrew Montford

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc

    FRN 124512

    • [FCA CF] Manager of certification employee (since 28 May 2023)
    • [FCA CF] Client dealing (since 7 Mar 2016)
  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Manager of certification employee (since 28 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Dec 2022)
    • [FCA CF] Material risk taker (since 20 Dec 2022)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (31 Aug 2006 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 4 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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