Andrew Nicola

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG

    FRN 124920

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (7 Mar 2022 to 6 Mar 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (11 Feb 2005 to 31 Oct 2007)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF21 Investment Adviser (22 Nov 2002 to 14 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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