Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG (no longer approved here)

    FRN 124920

    • [FCA CF] Material risk taker (7 Mar 2022 to 31 Dec 2022)
    • [FCA CF] Significant management (7 Mar 2020 to 31 Dec 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2022)
    • CF30 Customer (14 Jul 2011 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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