Columbia Threadneedle REP AM Limited

• Principal Place of Business

  CANNON PLACE

  78 CANNON STREET

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

  Web

  https://www.rep.columbiathreadneedle.com

• Complaints Contact

  CANNON PLACE

  78 CANNON STREET

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kieran Charles Poynter

  IRN KCP01018

  • CF2 Non Executive Director (12 Feb 2010 to 8 Dec 2019)
• Kristi Lynne Mitchem

  IRN KXM14540

  • SMF3 Executive Director (9 Dec 2019 to 8 Nov 2021)
  • CF1 Director (22 May 2019 to 8 Dec 2019)
• Laurence Richard Llewellyn

  IRN LRL01003

  • CF17 Significant Mgt (Other Business Operations) (23 Nov 2004 to 11 Oct 2005)
• Leopold Noe

  IRN LXN01039

  • CF2 Non Executive Director (27 Mar 2017 to 8 Aug 2017)
  • CF30 Customer (18 Nov 2010 to 7 Jul 2015)
  • CF1 Director (12 May 2009 to 27 Mar 2017)
• Luc Hector T Leclercq

  IRN LXL01093

  • CF29 Significant management (1 Nov 2007 to 4 Feb 2010)
  • CF20 Significant Mgt (Settlements) (23 Nov 2004 to 31 Oct 2007)
  • CF17 Significant Mgt (Other Business Operations) (23 Nov 2004 to 31 Oct 2007)
• MICHAEL ADRIAN Keaveny

  IRN MAK01337

  • [FCA CF] Significant management (1 Jun 2020 to 8 Nov 2021)
  • [FCA CF] Material risk taker (1 Jun 2020 to 1 Jun 2021)
• MINESH GHEDIA

  IRN MXG02166

  • [FCA CF] Material risk taker (since 1 Jan 2026)
• Malika Gulabani

  IRN MXG01198

  • CF30 Customer (1 Nov 2007 to 4 Feb 2010)
  • CF27 Investment Management (13 Nov 2006 to 31 Oct 2007)
• Maria Daniels

  IRN MXD01679

  • CF30 Customer (1 Nov 2007 to 24 Feb 2009)
  • CF27 Investment Management (15 Sep 2006 to 31 Oct 2007)
• Marie Esther Korde

  IRN MXM02021

  • CF30 Customer (1 Nov 2007 to 28 Aug 2009)
  • CF26 Customer Trading (18 Jun 2007 to 31 Oct 2007)
  • CF27 Investment Management (14 Mar 2007 to 18 Jun 2007)

No changes recorded yet.