Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of Montreal
FRN 124788
- [FCA CF] Material risk taker (since 1 Jun 2022)
- SMF22 Other Local Responsibility (since 13 Jul 2018)
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BMO Capital Markets Limited
FRN 170937
- [FCA CF] Material risk taker (since 1 Jun 2020)
- SMF18 Other Overall Responsibility (since 24 Jan 2020)
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- [FCA CF] Material risk taker (1 Jun 2020 to 8 Nov 2021)
- [FCA CF] Significant management (1 Jun 2020 to 8 Nov 2021)
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- [FCA CF] Material risk taker (1 Jun 2020 to 1 Jun 2021)
- [FCA CF] Significant management (1 Jun 2020 to 8 Nov 2021)
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- [FCA CF] Material risk taker (1 Jun 2020 to 8 Nov 2021)
- [FCA CF] Significant management (1 Jun 2020 to 8 Nov 2021)
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- [FCA CF] Material risk taker (1 Jun 2020 to 8 Nov 2021)
- [FCA CF] Significant management (1 Jun 2020 to 8 Nov 2021)
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- [FCA CF] Material risk taker (1 Jun 2020 to 1 Jun 2021)
- [FCA CF] Significant management (1 Jun 2020 to 8 Nov 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.