Malika Gulabani

• Deutsche Bank AG

  FRN 150018

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • [FCA CF] Manager of certification employee (since 3 Apr 2020)
  • [FCA CF] Client dealing (since 3 Apr 2020)
• DB UK Bank Limited

  FRN 140848

  • [FCA CF] Client dealing (since 29 May 2020)
  • [FCA CF] Manager of certification employee (since 29 May 2020)
• Barclays Capital Securities Limited (no longer approved here)

  FRN 124431

  • [FCA CF] Manager of certification employee (11 Jan 2017 to 19 Mar 2020)
  • [FCA CF] Client dealing (7 Sep 2016 to 19 Mar 2020)
  • CF30 Customer (28 Apr 2014 to 6 Mar 2016)
• Columbia Threadneedle Management Limited (no longer approved here)

  FRN 119230

  • CF30 Customer (1 Nov 2007 to 25 Apr 2014)
  • CF27 Investment Management (13 Nov 2006 to 31 Oct 2007)
• Columbia Threadneedle REP AM Limited (no longer approved here)

  FRN 119283

  • CF30 Customer (1 Nov 2007 to 4 Feb 2010)
  • CF27 Investment Management (13 Nov 2006 to 31 Oct 2007)
• Columbia Threadneedle Fund Management Limited (no longer approved here)

  FRN 121940

  • CF30 Customer (1 Nov 2007 to 5 Mar 2012)
  • CF27 Investment Management (13 Nov 2006 to 31 Oct 2007)
• Columbia Threadneedle Investment Business Limited (no longer approved here)

  FRN 177896

  • CF30 Customer (1 Nov 2007 to 25 Apr 2014)
  • CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
• Aviva Investors Global Services Limited (no longer approved here)

  FRN 119178

  • CF21 Investment Adviser (24 Apr 2006 to 20 Oct 2006)
• Schroder Investment Management North America Limited (no longer approved here)

  FRN 144543

  • CF27 Investment Management (14 Oct 2003 to 18 Aug 2005)
• Schroder Investment Management Limited (no longer approved here)

  FRN 119348

  • CF26 Customer Trading (31 Jul 2002 to 18 Aug 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • CF27 Investment Management (1 Dec 2001 to 31 Jul 2002)

No changes recorded yet.