Luc Hector T Leclercq

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 189154

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 13 Dec 2021)
    • CF2 Non Executive Director (13 Sep 2017 to 8 Dec 2019)
  • BlueBay Asset Management LLP (no longer approved here)

    FRN 571599

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • SMF27 Partner (9 Dec 2019 to 20 Dec 2021)
    • CF4 Partner (11 Nov 2013 to 8 Dec 2019)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF29 Significant management (1 Nov 2007 to 30 Jun 2011)
    • CF17 Significant Mgt (Other Business Operations) (11 Oct 2004 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (11 Oct 2004 to 31 Oct 2007)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • CF29 Significant management (1 Nov 2007 to 4 Feb 2010)
    • CF17 Significant Mgt (Other Business Operations) (23 Nov 2004 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (23 Nov 2004 to 31 Oct 2007)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF29 Significant management (1 Nov 2007 to 30 Jun 2011)
    • CF17 Significant Mgt (Other Business Operations) (11 Oct 2004 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (11 Oct 2004 to 31 Oct 2007)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • CF29 Significant management (1 Nov 2007 to 30 Jun 2011)
    • CF17 Significant Mgt (Other Business Operations) (23 Nov 2004 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (23 Nov 2004 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF17 Significant Mgt (Other Business Operations) (31 Jul 2002 to 31 Jul 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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