Columbia Threadneedle REP AM Limited

• Principal Place of Business

  CANNON PLACE

  78 CANNON STREET

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

  Web

  https://www.rep.columbiathreadneedle.com

• Complaints Contact

  CANNON PLACE

  78 CANNON STREET

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mario Nicolaou

  IRN MXN01133

  • CF30 Customer (1 Nov 2007 to 4 Feb 2010)
  • CF27 Investment Management (15 Mar 2007 to 31 Oct 2007)
• Mark Douglas Pratt

  IRN MDP01144

  • CF1 Director (15 Dec 2017 to 31 Oct 2019)
• Matthew Stephen Howard

  IRN MSH01172

  • [FCA CF] Material risk taker (29 Jun 2022 to 12 Feb 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Feb 2026)
  • CF30 Customer (27 Nov 2017 to 8 Dec 2019)
• Michael Sturrock Warren

  IRN MSW01059

  • CF29 Significant management (23 Jul 2010 to 28 Sep 2012)
• Michael Thomas Fisher

  IRN MTF01027

  • [FCA CF] Significant management (since 22 Dec 2022)
• Michael Tilleard Housden

  IRN MTH01028

  • [FCA CF] Material risk taker (since 22 Jul 2024)
  • [FCA CF] Significant management (since 22 Jul 2024)
• Michaela Caroline Jackson

  IRN MCC01115

  • [FCA CF] Manager of certification employee (since 22 Jul 2024)
  • SMF3 Executive Director (8 Jul 2022 to 8 Mar 2024)
• Neil Alistair Duncan

  IRN NXD12052

  • [FCA CF] Significant management (since 1 Nov 2023)
  • [FCA CF] Manager of certification employee (since 1 Nov 2023)
  • [FCA CF] Material risk taker (since 1 Nov 2023)
• Neil Babbage

  IRN NXB21018

  • [FCA CF] Significant management (since 27 Jul 2023)
  • [FCA CF] Material risk taker (since 27 Jul 2023)
  • [FCA CF] Manager of certification employee (27 Jul 2023 to 24 Jun 2025)
• Nicholas John Ring

  IRN NJR01045

  • SMF3 Executive Director (8 Jul 2022 to 29 Nov 2023)

No changes recorded yet.