Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Columbia Threadneedle Management Limited
FRN 119230
- [FCA CF] Material risk taker (since 22 Jul 2024)
- [FCA CF] Significant management (since 22 Jul 2024)
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Columbia Threadneedle REP AM Limited
FRN 119283
- [FCA CF] Material risk taker (since 22 Jul 2024)
- [FCA CF] Significant management (since 22 Jul 2024)
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- [FCA CF] Material risk taker (since 22 Jul 2024)
- [FCA CF] Significant management (since 22 Jul 2024)
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- [FCA CF] Material risk taker (since 22 Jul 2024)
- [FCA CF] Significant management (since 22 Jul 2024)
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Threadneedle Investment Services Limited
FRN 190437
- [FCA CF] Material risk taker (since 22 Jul 2024)
- [FCA CF] Significant management (since 22 Jul 2024)
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Threadneedle Asset Management Limited
FRN 122194
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF18 Other Overall Responsibility (3 Aug 2020 to 25 Oct 2021)
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Threadneedle International Limited
FRN 143014
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
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- CF30 Customer (25 Jul 2008 to 9 Mar 2009)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- CF27 Investment Management (9 Jan 2003 to 31 Oct 2007)
- CF21 Investment Adviser (9 Jan 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 2 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.