Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Threadneedle International Limited
FRN 143014
- SMF9 Chair of the Governing Body (since 16 Jan 2025)
- SMF3 Executive Director (since 5 Sep 2022)
- [FCA CF] Significant management (since 22 Jun 2021)
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Columbia Threadneedle REP AM Limited
FRN 119283
- [FCA CF] Manager of certification employee (since 22 Jul 2024)
- SMF3 Executive Director (8 Jul 2022 to 8 Mar 2024)
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- [FCA CF] Manager of certification employee (since 22 Jul 2024)
- SMF3 Executive Director (8 Jul 2022 to 8 Mar 2024)
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- [FCA CF] Manager of certification employee (since 22 Jul 2024)
- SMF3 Executive Director (8 Jul 2022 to 8 Mar 2024)
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THAMES RIVER CAPITAL LLP
FRN 426349
- [FCA CF] Manager of certification employee (since 22 Jul 2024)
- SMF27 Partner (8 Jul 2022 to 8 Mar 2024)
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Threadneedle Asset Management Limited
FRN 122194
- SMF3 Executive Director (since 5 Sep 2022)
- SMF18 Other Overall Responsibility (22 Jul 2021 to 5 Sep 2022)
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Columbia Threadneedle Management Limited
FRN 119230
- [FCA CF] Material risk taker (since 8 Jul 2022)
- [FCA CF] Manager of certification employee (since 8 Jul 2022)
- SMF3 Executive Director (since 8 Jul 2022)
- [FCA CF] Significant management (since 8 Jul 2022)
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Threadneedle Investment Services Limited
FRN 190437
- SMF18 Other Overall Responsibility (since 8 Jul 2022)
- [FCA CF] Manager of certification employee (since 22 Jun 2021)
- [FCA CF] Material risk taker (since 22 Jun 2021)
- [FCA CF] Client dealing (22 Jun 2021 to 22 Jul 2024)
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- CF30 Customer (20 Nov 2012 to 1 Sep 2013)
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- CF30 Customer (20 Nov 2012 to 1 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.