Nicholas John Ring

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal London Asset Management Limited

    FRN 141665

    • Director of firm who is not a certification employee or a SMF manager (since 5 Jun 2024)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • SMF3 Executive Director (8 Jul 2022 to 29 Nov 2023)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • SMF3 Executive Director (8 Jul 2022 to 29 Nov 2023)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • SMF3 Executive Director (8 Jul 2022 to 29 Nov 2023)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • SMF3 Executive Director (8 Jul 2022 to 29 Nov 2023)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • SMF7 Group Entity Senior Manager (8 Jul 2022 to 13 Nov 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Dec 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Dec 2023)
    • CF1 Director (2 Jul 2009 to 18 Aug 2015)
    • CF29 Significant management (22 Jan 2009 to 2 Jan 2014)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • SMF27 Partner (8 Jul 2022 to 29 Nov 2023)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • SMF3 Executive Director (24 Dec 2019 to 13 Nov 2023)
    • SMF1 Chief Executive (24 Dec 2019 to 13 Nov 2023)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 13 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Dec 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Dec 2023)
    • CF29 Significant management (22 Jan 2009 to 18 Aug 2015)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • SMF3 Executive Director (24 Dec 2019 to 4 Dec 2023)
    • SMF9 Chair of the Governing Body (24 Dec 2019 to 4 Dec 2023)
    • SMF1 Chief Executive (24 Dec 2019 to 4 Dec 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Dec 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Dec 2023)
    • CF1 Director (31 Oct 2012 to 18 Aug 2015)
    • CF29 Significant management (22 Jan 2009 to 2 Jan 2014)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • [FCA CF] Significant management (9 Dec 2019 to 15 Dec 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Dec 2023)
    • CF1 Director (2 Jul 2009 to 18 Aug 2015)
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Recent activity

Updates to this individual's record on the FCA register.

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