Nicholas John Ring

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Jupiter Unit Trust Managers Limited (no longer approved here)
FRN 122488
- CF3 Chief Executive (12 Jan 2016 to 31 May 2019)
- CF1 Director (14 Sep 2015 to 31 May 2019)
Jupiter Asset Management Limited (no longer approved here)
FRN 141274
- CF1 Director (14 Sep 2015 to 31 May 2018)
Cofunds Limited (no longer approved here)
FRN 194734
- CF2 Non Executive Director (12 Nov 2012 to 22 May 2013)
Threadneedle Pensions Limited (no longer approved here)
FRN 110337
- CF29 Significant management (22 Jan 2009 to 18 Aug 2015)
The Northern Trust Company (no longer approved here)
FRN 122020
- CF8 Apportionment and Oversight (26 Feb 2003 to 1 Sep 2003)
Northern Trust Global Investments Limited (no longer approved here)
FRN 191916
- CF1 Director (1 Dec 2001 to 7 Apr 2008)
- CF8 Apportionment and Oversight (1 Dec 2001 to 1 Sep 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.