Neil Alistair Duncan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle Management Limited

    FRN 119230

    • SMF4 Chief Risk (since 19 Mar 2025)
    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • [FCA CF] Material risk taker (since 1 Nov 2023)
    • [FCA CF] Significant management (since 1 Nov 2023)
  • Columbia Threadneedle REP AM Limited

    FRN 119283

    • [FCA CF] Significant management (since 1 Nov 2023)
    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • [FCA CF] Material risk taker (since 1 Nov 2023)
  • Columbia Threadneedle Fund Management Limited

    FRN 121940

    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • [FCA CF] Material risk taker (since 1 Nov 2023)
    • [FCA CF] Significant management (since 1 Nov 2023)
  • Pyrford International Limited

    FRN 122137

    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • [FCA CF] Material risk taker (since 1 Nov 2023)
    • [FCA CF] Significant management (since 1 Nov 2023)
  • Columbia Threadneedle Investment Business Limited

    FRN 177896

    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • [FCA CF] Material risk taker (since 1 Nov 2023)
    • [FCA CF] Significant management (since 1 Nov 2023)
  • THAMES RIVER CAPITAL LLP

    FRN 426349

    • [FCA CF] Significant management (since 1 Nov 2023)
    • [FCA CF] Manager of certification employee (since 1 Nov 2023)
    • [FCA CF] Material risk taker (since 1 Nov 2023)
  • Threadneedle Pensions Limited

    FRN 110337

    • SMF4 Chief Risk (since 25 Aug 2022)
  • Threadneedle Asset Management Limited

    FRN 122194

    • SMF4 Chief Risk (since 25 Aug 2022)
    • [FCA CF] Manager of certification employee (since 24 Jan 2022)
    • [FCA CF] Material risk taker (since 24 Jan 2022)
    • [FCA CF] Significant management (since 24 Jan 2022)
  • Threadneedle Investment Services Limited

    FRN 190437

    • SMF4 Chief Risk (since 25 Aug 2022)
    • [FCA CF] Manager of certification employee (since 24 Jan 2022)
    • [FCA CF] Material risk taker (since 24 Jan 2022)
    • [FCA CF] Significant management (since 24 Jan 2022)
  • Threadneedle Portfolio Services Limited

    FRN 119174

    • [FCA CF] Material risk taker (since 24 Jan 2022)
    • [FCA CF] Significant management (since 24 Jan 2022)
    • [FCA CF] Manager of certification employee (since 24 Jan 2022)
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