Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 17 Apr 2023)
    • CF30 Customer (since 18 Mar 2022)
    • CF1 Director (AR) (since 18 Mar 2022)
    • Employed By (since 18 Mar 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (4 Oct 2018 to 4 Apr 2019)
    • CF30 Customer (14 May 2014 to 8 Dec 2014)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (22 Sep 2009 to 4 Nov 2010)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF30 Customer (1 Nov 2007 to 28 Aug 2009)
    • CF26 Customer Trading (18 Jun 2007 to 31 Oct 2007)
    • CF27 Investment Management (14 Mar 2007 to 18 Jun 2007)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • CF30 Customer (1 Nov 2007 to 28 Aug 2009)
    • CF26 Customer Trading (18 Jun 2007 to 31 Oct 2007)
    • CF27 Investment Management (14 Mar 2007 to 18 Jun 2007)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF30 Customer (1 Nov 2007 to 28 Aug 2009)
    • CF26 Customer Trading (18 Jun 2007 to 31 Oct 2007)
    • CF27 Investment Management (14 Mar 2007 to 18 Jun 2007)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • CF30 Customer (1 Nov 2007 to 28 Aug 2009)
    • CF26 Customer Trading (18 Jun 2007 to 31 Oct 2007)
    • CF27 Investment Management (14 Mar 2007 to 18 Jun 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (9 Jan 2006 to 10 Jan 2007)
    • CF22 Investment Adviser (Trainee) (5 Sep 2005 to 9 Jan 2006)
    • CF26 Customer Trading (14 Jan 2005 to 5 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.