Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Shani Zindel
IRN SXZ01005
- CF27 Investment Management (7 Aug 2002 to 1 May 2003)
Sheenagh Egan
IRN SXE01071
- CF27 Investment Management (7 Aug 2002 to 1 May 2003)
Simon Clinch
IRN SAC01108
- CF30 Customer (1 Nov 2007 to 1 Apr 2008)
- CF27 Investment Management (18 Jul 2005 to 31 Oct 2007)
Simon Coulon
IRN SMC01272
- [FCA CF] Significant management (since 13 Dec 2021)
Simon David Pullen
IRN SDP00012
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Simon Douglas John Ward
IRN SDW01067
- CF27 Investment Management (13 Mar 2003 to 1 May 2003)
Simon Jaffe
IRN SXJ01106
- CF27 Investment Management (11 Oct 2004 to 2 Sep 2005)
Simon John Smith
IRN SJS01195
- CF17 Significant Mgt (Other Business Operations) (7 Aug 2002 to 31 Jan 2005)
Simon John Verrechia
IRN SJV00001
- CF22 Investment Adviser (Trainee) (25 Mar 2002 to 1 Jul 2002)
Simon Lewis Riley
IRN SLR00011
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.