Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Simon Richard Holmes
IRN SRH01147
- CF30 Customer (18 Sep 2015 to 7 Jun 2019)
Sophie Louise Richmond
IRN SLR01026
- CF27 Investment Management (4 Jun 2003 to 27 Oct 2004)
Sophie Victoria Suzanne Horsfall
IRN SVH01006
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (7 Aug 2002 to 31 Oct 2007)
Stefan Bain
IRN SXB01531
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (12 Apr 2007 to 31 Oct 2007)
Stephanie Margret Fang-I Wu
IRN SMW01080
- CF27 Investment Management (11 Oct 2004 to 28 Jan 2005)
Stephen Derek Rossiter Griffin
IRN SDG00009
- CF22 Investment Adviser (Trainee) (19 Apr 2002 to 1 Jul 2002)
Stephen Elliott
IRN SXE00063
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
Stephen Frank White
IRN SFW01019
- CF27 Investment Management (11 Oct 2004 to 31 Jan 2005)
Stephen John Crewe
IRN SJC01171
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Stephen John Sherwood
IRN SJS00010
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.